Wheelers Books
The Regulation of Financial Planning in Australia: Current Practice, Issues and Empirical Analysis

The Regulation of Financial Planning in Australia: Current Practice, Issues and Empirical Analysis (Hardback)

By McInnes, Angelique Nadia Sweetman

  • RRP: $282.00
  • $282.00
  • Delayed Release

This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001. The book rectifies the deficiency in scholarly attention to this matter by deve...loping a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees. This book makes a very useful reference to understanding financial planning licencing model in Australia.
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ISBN 9780367149970
Released NZ 16 Aug 2019
Publisher Taylor & Francis Ltd
Format Hardback
Series Banking, Money and International Finance
Availability
Pre-order title, release date has been delayed

Full details for this title

ISBN-13 9780367149970
Stock Available
Status Pre-order title, release date has been delayed
Publisher Taylor & Francis Ltd
Imprint Routledge
Released 16 Aug 2019
Publication Country United Kingdom United Kingdom
Format Hardback
Author(s) By McInnes, Angelique Nadia Sweetman
Series Banking, Money and International Finance
Category Financial Accounting
Management Accounting
Financial Reporting, Financial Statements
Banking
Credit & Credit Institutions
Investment & Securities
Australian
Number of Pages 350
Dimensions Width: 156mm
Height: 234mm
Dewey Code 346.9409
Weight 454g
Interest Age 19+ years
Reading Age 19+ years
Library of Congress Financial services industry - Law and legislation - Australia, Financial planners - Legal status, laws, etc - Australia
NBS Text Finance & Accounting
ONIX Text College/higher education

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