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The Regulation of Financial Planning in Australia: Current Practice, Issues and Empirical Analysis

The Regulation of Financial Planning in Australia: Current Practice, Issues and Empirical Analysis
 

This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001. The book rectifies the deficiency in scholarly attention to this matter by deve... read full description below.

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ISBN 9780367149970
Barcode 9780367149970
Release Date 16 August 2019 by Taylor & Francis Ltd
Format Hardback
Author(s) By McInnes, Angelique Nadia Sweetman
Series Routledge Advances in Management and Business Studies
Availability Available for pre-order, ships once released

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Full details for this title

ISBN-13 9780367149970
ISBN-10 0367149974
Stock Release date is 16 August 2019
Status Available for pre-order, ships once released
Publisher Taylor & Francis Ltd
Imprint Routledge
Release Date 16 August 2019
International Release Date 30 September 2019
Publication Country United Kingdom United Kingdom
Format Hardback
Author(s) By McInnes, Angelique Nadia Sweetman
Series Routledge Advances in Management and Business Studies
Category Financial Accounting
Management Accounting
Financial Reporting, Financial Statements
Banking
Credit & Credit Institutions
Investment & Securities
Australian
Number of Pages 296
Dimensions Width: 159mm
Height: 235mm
Weight Not specified - defaults to 1,000g
Interest Age 16+ years
Reading Age 16+ years
ONIX Text College/higher education
Dewey Code Not specified
Catalogue Code Not specified

Description of this Book

This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001. The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees. This book makes a very useful reference to understanding financial planning licencing model in Australia.

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Author's Bio

Angelique McInnes is a Financial Planning Lecturer and Researcher in the School of Business and Law, at Central Queensland University, Australia.

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